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arXiv Machine Learning · 2026/7/22 04:00:00

On the Limits of Support-Preserving Alignment and Bounded Filtering

AI 中文解读
研究发现,给大语言模型装上各种“安全过滤器”,也无法彻底消除所有有害输出,总会留下一个顽固的“有害底线”。 通俗来说,论文探讨了一个关键问题:我们能否通过调整AI模型的输出偏好,再加上安全过滤机制,彻底杜绝AI生成危险内容?结果令人遗憾。研究者尝试了多种过滤方式——包括黑盒(只看输入输出)、白盒(能看模型内部结构)和统计查询(通过采样判断),并测试了多个顶尖AI模型。他们发现,随着花更多计算资源进行过滤,有害回答确实会越来越少,但永远不会归零,最终稳定在一个大于零的水平。换句话说,AI就像一块海绵,挤一下能挤出很多脏水,但总有那么一点怎么也挤不干净。 这项研究对普通人的实际影响很直接:无论你使用哪款AI助手,都不要100%相信它的安全机制。即便厂商宣称已做了大量“价值观对齐”,AI仍可能在某些精心设计的“越狱”问题下输出危险内容。对于开发者和监管部门,这意味着单纯依赖过滤和微调还不够,需要结合更根本的模型安全设计。对用户而言,保持警惕、审查AI回答,依然是必要的自我保护习惯。
arXiv:2607.18295v1 Announce Type: new Abstract: We study whether alignment schemes that reshape a base model's output distribution, combined with bounded safety filters, can drive the probability of harmful behavior to zero in modern large language models. Recent research suggests that harmful behaviors can persist under preference-based alignment and that external filtering can be computationally hard in the worst case, but it remains unclear whether practical alignment pipelines that largely preserve internal representations can eliminate harmful behavior entirely rather than merely suppressing its most visible forms. We formalize this setting using support-preserving alignment operators together with bounded filtering algorithms under black-box, white-box, and statistical-query access, and analyze their ability to approximate an ideal eliminator that removes all harmful mass. Building on this framework, we provide computational and information-theoretic arguments indicating that, under these constraints, bounded filtering may fail to eliminate all harmful outputs supported by the base model's distribution. To evaluate these limits empirically, we analyze a range of state-of-the-art open-weight and hosted LLMs accessed via OpenRouter under bounded black-box, white-box, and statistical-query filters on adversarial prompts drawn from curated cybersecurity scenarios and PKU-SafeRLHF. Across models, filter classes, and query budgets, the estimated harmful-output rate decreases with additional filtering compute but consistently plateaus above zero, suggesting a persistent empirical harm floor.
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